# D. E. SHAW DIRECT CAPITAL, L.L.C.

> FINRA firm 147212 · INACTIVE · **⚠ HAS DISCLOSURE EVENTS** · NEW YORK, NY

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 147212
- **Firm name:** D. E. SHAW DIRECT CAPITAL, L.L.C.
- **Other names:** D. E. SHAW DIRECT CAPITAL, L.L.C., D.E. SHAW DIRECT CAPITAL, L.L.C.
- **Investment Adviser scope:** INACTIVE
- **SEC IA file number:** 801-69171
- **Branches:** 0
- **Has disclosure events:** YES
- **Headquarters:** NEW YORK, NY, 10036, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/147212

## Citation

> FINRA BrokerCheck, firm 147212 (D. E. SHAW DIRECT CAPITAL, L.L.C.). Retrieved via AI Analytics 2026-07-10 from https://api.ai-analytics.org/broker/147212.

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