# FINANCIAL RESOURCE MANAGEMENT, INC.

> FINRA firm 148305 · INACTIVE · **⚠ HAS DISCLOSURE EVENTS** · MEMPHIS, TN

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 148305
- **Firm name:** FINANCIAL RESOURCE MANAGEMENT, INC.
- **Other names:** FINANCIAL RESOURCE MANAGEMENT, INC., NAME 301
- **Investment Adviser scope:** INACTIVE
- **SEC IA file number:** 801-69630
- **Branches:** 0
- **Has disclosure events:** YES
- **Headquarters:** MEMPHIS, TN, 38120, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/148305

## Citation

> FINRA BrokerCheck, firm 148305 (FINANCIAL RESOURCE MANAGEMENT, INC.). Retrieved via AI Analytics 2026-06-25 from https://api.ai-analytics.org/broker/148305.

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