# BETTERMENT

> FINRA firm 149117 · ACTIVE · **⚠ HAS DISCLOSURE EVENTS** · NEW YORK, NY

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 149117
- **Firm name:** BETTERMENT
- **Other names:** BETTERMENT, BETTERMENT LLC (NEW LEGAL NAME), BETTERMENT LLC, BETTERMENT ADIVSORS LLC
- **Investment Adviser scope:** ACTIVE
- **SEC IA file number:** 801-70171
- **Branches:** 8
- **Has disclosure events:** YES
- **Headquarters:** NEW YORK, NY, 10001, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/149117

## Citation

> FINRA BrokerCheck, firm 149117 (BETTERMENT). Retrieved via AI Analytics 2026-05-16 from https://api.ai-analytics.org/broker/149117.

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