# SCIENS INVESTMENT MANAGEMENT, LLC

> FINRA firm 153584 · INACTIVE · **⚠ HAS DISCLOSURE EVENTS** · NEW YORK, NY

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 153584
- **Firm name:** SCIENS INVESTMENT MANAGEMENT, LLC
- **Other names:** AIS MANAGEMENT LLC ("AIS 1") (RELYING ADVISER), SSDH MANAGEMENT LTD (RELYING ADVISER), SMH MANAGEMENT LTD. (RELYING ADVISER), SCP EXCHANGE MANAGEMENT LTD. (RELYING ADVISOR), SCP EXCHANGE MANAGEMENT LTD. ("SCP") (RELYING ADVISER), SCIENS WATER OPPORTUNITIES MANAGEMENT LLC (RELYING ADVISOR), SCIENS SHIPPING SERVICES GP LLC (RELYING ADVISER), SCIENS OFFSHORE MANAGEMENT LTD. (RELYING ADVISER), SCIENS MANAGEMENT LLC (RELYING ADVISER), SCIENS INVESTMENT MANAGEMENT, LLC, SCIENS IDILIA MANAGEMENT LLC (RELYING ADVISER), SCIENS IDILIA MANAGEMENT LLC ("SCIENS IDILIA") (RELYING ADVISER), SCIENS DIVERSIFIED MANAGEMENT LTD. ("SCIENS DIVERSIFIED") (RELYING ADVISER), SCIENS CFO I MANAGEMENT LTD. (RELYING ADVISER), SCIENS CFO I MANAGEMENT LTD. ("SCIENS CFO") (RELYING ADVISER), SCIENS CAPITAL, LLC ("SCIENS CAPITAL") (RELYING ADVISER), SCIENS AVIATION SERVICES IV GP LLC (RELYING ADVISOR), SCIENS AVIATION SERVICES II GP LLC (RELYING ADVISOR), SCIENS AVIATION SERVICES GP LLC (RELYING ADVISOR), SAARF MANAGEMENT LTD. (RELYING ADVISER), NPA MANAGEMENT LLC ("NPA") (RELYING ADVISER), NORTHERN HELLENIC MANAGEMENT LLC (RELYING ADVISER), NORTHERN HELLENIC MANAGEMENT LLC ("NORTHERN HELLENIC MGM'T") (RELYING ADVISER), NET ONE CO-INVESTMENT MANAGEMENT LLC ("NET ONE") (RELYING ADVISER), ITS MANAGEMENT LLC ("ITS") (RELYING ADVISER), HELLENIC ALTERNATIVE MANAGERS LTD. (RELYING ADVISER), HELLENIC ALTERNATIVE MANAGERS LTD. ("HELLENIC MGM'T") (RELYING ADVISER), GSMI MANAGEMENT CO. LTD. (RELYING ADVISER), COLT DEFENSE HOLDING IV GP LLC (RELYING ADVISER), COLT DEFENSE HOLDING III GP LLC (RELYING ADVISER), CD MANAGEMENT LLC (RELYING ADVISER), AT MANAGEMENT LLC (RELYING ADVISER), AT MANAGEMENT LLC ("AT MGM'T") (RELYING ADVISER), AIS MANAGEMENT LLC 4 ("AIS 4") (RELYING ADVISER), AIS MANAGEMENT LLC 3 ("AIS 3")  (RELYING ADVISER)
- **Investment Adviser scope:** INACTIVE
- **SEC IA file number:** 801-71362
- **Branches:** 0
- **Has disclosure events:** YES
- **Headquarters:** NEW YORK, NY, 10065, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/153584

## Citation

> FINRA BrokerCheck, firm 153584 (SCIENS INVESTMENT MANAGEMENT, LLC). Retrieved via AI Analytics 2026-06-24 from https://api.ai-analytics.org/broker/153584.

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