# FIRST RESERVE

> FINRA firm 157056 · ACTIVE · **⚠ HAS DISCLOSURE EVENTS** · STAMFORD, CT

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 157056
- **Firm name:** FIRST RESERVE
- **Other names:** FIRST RESERVE, IOG RESOURCES MANAGEMENT LLC ("RELYING ADVISER"), FRC FOUNDERS CORPORATION ("RELYING ADVISER"), FIRST RESERVE XIV ADVISORS, L.L.C.  ("RELYING ADVISER"), FIRST RESERVE XIII ADVISORS, L.L.C. ("RELYING ADVISER"), FIRST RESERVE XII ADVISORS, L.L.C. ("RELYING ADVISER"), FIRST RESERVE UPSTREAM ADVISORS, L.L.C. ("RELYING ADVISER"), FIRST RESERVE RESOURCES ADVISORS, L.L.C. ("RELYING ADVISER"), FIRST RESERVE MANAGEMENT, L.P., FIRST RESERVE LEGACY OPPORTUNITIES ADVISORS, L.L.C. ("RELYING ADVISER"), FIRST RESERVE EVOLUTION II ADVISORS, L.L.C. ("RELYING ADVISER"), FIRST RESERVE ENERGY INFRASTRUCTURE ADVISORS, L.L.C. ("RELYING ADVISER"), FIRST RESERVE CORPORATION, FIRST RESERVE ADVISORS, L.L.C. ("RELYING ADVISER")
- **Investment Adviser scope:** ACTIVE
- **SEC IA file number:** 801-73789
- **Branches:** 1
- **Has disclosure events:** YES
- **Headquarters:** STAMFORD, CT, 06902, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/157056

## Citation

> FINRA BrokerCheck, firm 157056 (FIRST RESERVE). Retrieved via AI Analytics 2026-07-14 from https://api.ai-analytics.org/broker/157056.

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