LIME ROCK ⚠ Disclosure events ACTIVE IA
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the canonical BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.
Key facts
- FINRA firm ID
- 157127
- Firm name
- LIME ROCK
- Other names / DBAs
- LIME ROCK; LIME ROCK RESOURCES; LIME ROCK PARTNERS; LIME ROCK NEW ENERGY; LIME ROCK MANAGEMENT LP; LIME ROCK MANAGEMENT LLP ("RELYING ADVISER"); LIME ROCK (DUBAI) LIMITED LIABILITY PARTNERSHIP ("RELYING ADVISER")
- IA scope
- ACTIVE
- SEC IA file
- 801-73847
- Branches
- 1
- Disclosure events
- YES
- HQ
- WESTPORT, CT, 06880, United States
Run KYC screen
Check LIME ROCK across OFAC + UFLPA + CSL + SAM + OIG + DOJ + CFTC + CFPB + courts + Fed + NHTSA + CISA + FINRA ↗