# DEERFIELD MANAGEMENT COMPANY

> FINRA firm 157876 · ACTIVE · **⚠ HAS DISCLOSURE EVENTS** · NEW YORK, NY

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 157876
- **Firm name:** DEERFIELD MANAGEMENT COMPANY
- **Other names:** DEERFIELD DISCOVERY AND DEVELOPMENT (3DC), DEERFIELD MANAGEMENT COMPANY, L.P. SERIES C, DEERFIELD MANAGEMENT COMPANY, L.P., DEERFIELD MANAGEMENT COMPANY, DEERFIELD INTELLIGENCE
- **Investment Adviser scope:** ACTIVE
- **SEC IA file number:** 801-73284
- **Branches:** 1
- **Has disclosure events:** YES
- **Headquarters:** NEW YORK, NY, 10010, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/157876

## Citation

> FINRA BrokerCheck, firm 157876 (DEERFIELD MANAGEMENT COMPANY). Retrieved via AI Analytics 2026-06-24 from https://api.ai-analytics.org/broker/157876.

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