MILLENNIUM MANAGEMENT LLC ⚠ Disclosure events ACTIVE IA
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the canonical BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.
Key facts
- FINRA firm ID
- 158117
- Firm name
- MILLENNIUM MANAGEMENT LLC
- Other names / DBAs
- 11:11 CAPITAL COMPANY, LLC (RELYING ADVISER); WORLDQUANT, LLC (RELYING ADVISER); WORLDQUANT (SINGAPORE) PTE. LTD (RELYING ADVISER); VIVACE INVESTMENT PARTNERS LLC (RELYING ADVISER); SPINNAKER INVESTMENTS STRATEGIES INC. (RELYING ADVISER); MILLENNIUM SMC MANAGEMENT LLC (RELYING ADVISER); MILLENNIUM MANAGEMENT LLC; MILLENNIUM INTERNATIONAL MANAGEMENT LP (RELYING ADVISER); MILLENNIUM GLOBAL ESTATE GP LLC (RELYING ADVISER); MILLENNIUM CAPITAL PARTNERS LLP (RELYING ADVISER); MILLENNIUM CAPITAL MANAGEMENT ASIA LIMITED (RELYING ADVISER); MILLENNIUM CAPITAL MANAGEMENT (SINGAPORE) PTE LTD (RELYING ADVISER); MILLENNIUM CAPITAL MANAGEMENT (NEW ZEALAND) (RELYING ADVISER); MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED (RELYING ADVISER); MILLENNIUM CAPITAL MANAGEMENT (AUSTRALIA) PTY LTD (RELYING ADVISER); MCP (SWITZERLAND) SARL (RELYING ADVISER); MCP (SWITZERLAND) GMBH; GREEN ARROW CAPITAL MANAGEMENT LLC (RELYING ADVISER); DECADE CAPITAL MANAGEMENT LLC (RELYING ADVISER); CATAPULT CAPITAL MANAGEMENT LLC (RELYING ADVISER); CANNON ASSET MANAGEMENT LLC (RELYING ADVISER); BLUE ARROW CAPITAL MANAGEMENT LLC (RELYING ADVISER)
- IA scope
- ACTIVE
- SEC IA file
- 801-73884
- Branches
- 1
- Disclosure events
- YES
- HQ
- NEW YORK, NY, 10022, United States
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