# T&T CAPITAL MANAGEMENT

> FINRA firm 158407 · ACTIVE · **⚠ HAS DISCLOSURE EVENTS** · GILBERT, AZ

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 158407
- **Firm name:** T&T CAPITAL MANAGEMENT
- **Other names:** OPTIMITRADING.COM, TT CAPITAL MANAGEMENT  LLC, TRAVIS, TIMOTHY PHILIP, TIM TRAVIS CAPITAL MANAGEMENT, LLC, T&T INVESTMENT MANAGEMENT, LLC, T&T CAPITAL MANAGEMENT, OPVEST WEALTH MANAGEMENT
- **Investment Adviser scope:** ACTIVE
- **SEC IA file number:** 801-129780
- **Branches:** 5
- **Has disclosure events:** YES
- **Headquarters:** GILBERT, AZ, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/158407

## Citation

> FINRA BrokerCheck, firm 158407 (T&T CAPITAL MANAGEMENT). Retrieved via AI Analytics 2026-07-09 from https://api.ai-analytics.org/broker/158407.

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