TUDOR INVESTMENT CORPORATION ⚠ Disclosure events ACTIVE IA
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the canonical BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.
Key facts
- FINRA firm ID
- 159792
- Firm name
- TUDOR INVESTMENT CORPORATION
- Other names / DBAs
- TUDOR CAPITAL (DIFC) LIMITED; XANTIUM; TUDOR INVESTMENT CORPORATION; TUDOR CAPITAL SINGAPORE PTE. LTD. (RELYING ADVISER); TUDOR CAPITAL EUROPE LLP (RELYING ADVISER); TUDOR CAPITAL AUSTRALIA PTY LTD (RELYING ADVISER)
- IA scope
- ACTIVE
- SEC IA file
- 801-73474
- Branches
- 1
- Disclosure events
- YES
- HQ
- STAMFORD, CT, 06902-3826, United States
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