CAPITAL POINT ADVISORS, L.P. ⚠ Disclosure events INACTIVE IA
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the canonical BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.
Key facts
- FINRA firm ID
- 160777
- Firm name
- CAPITAL POINT ADVISORS, L.P.
- Other names / DBAs
- CAPITAL POINT ADVISORS, L.P.; CAPITAL POINT PARTNERS II, LLC ("RELYING ADVISER"); CAPITAL POINT MANAGEMENT, L.P. ("RELYING ADVISER")
- IA scope
- INACTIVE
- SEC IA file
- 802-77917
- Branches
- 0
- Disclosure events
- YES
- HQ
- HOUSTON, TX, 77056, United States
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