# RC CAPITAL

> FINRA firm 162297 · ACTIVE · **⚠ HAS DISCLOSURE EVENTS** · CINCINNATI, OH

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 162297
- **Firm name:** RC CAPITAL
- **Other names:** MAYFIELD & ROBINSON, INC., RIVER CITIES MANAGEMENT, INC. (F.K.A. MAYFIELD & ROBINSON, INC.), RIVER CITIES MANAGEMENT, INC., RC CAPITAL
- **Investment Adviser scope:** ACTIVE
- **SEC IA file number:** 801-122645
- **Branches:** 1
- **Has disclosure events:** YES
- **Headquarters:** CINCINNATI, OH, 45202-4151, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/162297

## Citation

> FINRA BrokerCheck, firm 162297 (RC CAPITAL). Retrieved via AI Analytics 2026-07-09 from https://api.ai-analytics.org/broker/162297.

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