# LACUNA LLC

> FINRA firm 163140 · INACTIVE · **⚠ HAS DISCLOSURE EVENTS** · BOULDER, CO

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 163140
- **Firm name:** LACUNA LLC
- **Other names:** JONES, WINFIELD, LACUNA LLC
- **Investment Adviser scope:** INACTIVE
- **SEC IA file number:** 802-75274
- **Branches:** 0
- **Has disclosure events:** YES
- **Headquarters:** BOULDER, CO, 80302, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/163140

## Citation

> FINRA BrokerCheck, firm 163140 (LACUNA LLC). Retrieved via AI Analytics 2026-07-01 from https://api.ai-analytics.org/broker/163140.

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