QUEST CAPITAL STRATEGIES, INC. ⚠ Disclosure events INACTIVE IA
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the canonical BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.
Key facts
- FINRA firm ID
- 16783
- Firm name
- QUEST CAPITAL STRATEGIES, INC.
- Other names / DBAs
- QUEST CAPITAL; QUEST CAPITAL STRATEGIES, INC.; QUEST CAPITAL INVESTMENTS, INC.
- IA scope
- INACTIVE
- SEC IA file
- 801-77927
- SEC BD file
- 8-34532
- Branches
- 0
- Disclosure events
- YES
- HQ
- LAGUNA HILLS, CA, United States
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