# ALLY INVEST ADVISORS

> FINRA firm 170301 · ACTIVE · **⚠ HAS DISCLOSURE EVENTS** · CHARLOTTE, NC

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 170301
- **Firm name:** ALLY INVEST ADVISORS
- **Other names:** ALLY INVEST ADVISORS, TRADEKING ADVISORS, INC., ONE MARKET ADVISORS, LLC, ONE MARKET ADVISORS, INC., ONE MARKET ADVISORS, ALLY INVEST ADVISORS INC
- **Investment Adviser scope:** ACTIVE
- **SEC IA file number:** 801-79305
- **Branches:** 55
- **Has disclosure events:** YES
- **Headquarters:** CHARLOTTE, NC, 28202, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/170301

## Citation

> FINRA BrokerCheck, firm 170301 (ALLY INVEST ADVISORS). Retrieved via AI Analytics 2026-07-01 from https://api.ai-analytics.org/broker/170301.

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