# ONE OAK CAPITAL MANAGEMENT, LLC

> FINRA firm 170339 · ACTIVE · **⚠ HAS DISCLOSURE EVENTS** · PURCHASE, NY

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 170339
- **Firm name:** ONE OAK CAPITAL MANAGEMENT, LLC
- **Other names:** ONE OAK, ONE OAK CAPITAL MANAGEMENT, LLC
- **Investment Adviser scope:** ACTIVE
- **SEC IA file number:** 801-114497
- **Branches:** 2
- **Has disclosure events:** YES
- **Headquarters:** PURCHASE, NY, 10577, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/170339

## Citation

> FINRA BrokerCheck, firm 170339 (ONE OAK CAPITAL MANAGEMENT, LLC). Retrieved via AI Analytics 2026-07-14 from https://api.ai-analytics.org/broker/170339.

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