NEWEDGE ADVISORS ⚠ Disclosure events ACTIVE IA

FINRA firm 171351 · NEW ORLEANS, LA · view on BrokerCheck ↗
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the canonical BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.

Key facts

FINRA firm ID
171351
Firm name
NEWEDGE ADVISORS
Other names / DBAs
ABARIS FINANCIAL GROUP; OLYMPUS FINANCIAL ADVISORS; OAK GROVE WEALTH PARTNERS; OAK CAPITAL PRIVATE WEALTH; NORTHSHORE WEALTH ADVISORS; NORTH EDGE WEALTH; NORMANDY FINANCIAL SERVICES, LLC; NEXGEN WEALTH; NEWEDGE ADVISORS, LLC; NEWEDGE ADVISORS - SOUTH ATLANTIC PARTNERS; NEWEDGE ADVISORS; NEW ENGLAND RETIREMENT STRATEGIES; NESSO WEALTH; MURRY WEALTH MANAGEMENT; MURPHY WEALTH MANAGEMENT; MORAN PRIVATE WEALTH GROUP; MODUS WEALTH MANAGEMENT; MITCHELL FINANCIAL MANAGEMENT; MISSION TRAILS FINANCIAL; MIDWEST WEALTH MANAGEMENT; MIDDLEBROOK WEALTH; MID ATLANTIC FINANCIAL MANAGEMENT, INC.; MCNEELY WEALTH MANAGEMENT; MCMULLEN WEALTH & RETIREMENT MANAGEMENT; MCKINLEY & CO.; MARATHON FINANCIAL GROUP; MAIDEN COVE CAPITAL; MAHER WEALTH MANAGEMENT, LLC; LMK WEALTH MANGEMENT; LINK FINANCIAL LLC; LIBERTAS FINANCIAL PARTNERS; LEGACY WEALTH ADVISORS; LEGACY PARTNERS; LEGACY EDGE; LDI ADVISERS; LAKEFRONT WEALTH ADVISORY; LAKE POINT ADVISORS; LAGNIAPPE WEALTH MANAGEMENT; KUMPH CAPITAL; KRUEGER, FOSDYCK, BROWN, MCCALL & ASSOC (KFBMA LLC); KIVI FINANCIAL GROUP; JL STRATEGIC WEALTH; JACOBS WEALTH MANAGEMENT; JACOBS COOLIDGE & CO; J. TAYLOR PRIVATE WEALTH; INVESTMENT SERVICES LLC; INTERCAPITAL MANAGEMENT; HUGHES WEALTH MANAGEMENT; HUDSON WEALTH PARTNERS; HOYER INSURANCE & FINANCIAL SERVICES; HONOR GUARD WEALTH; HONARC WEALTH; HIGH POINT FINANCIAL DESIGN; HEWES-GAINEY WEALTH MANAGEMENT; HERITAGE FAMILY WEALTH MANAGEMENT; HAYWARD FINANCIAL; HARRIS CONSULTING; HARMONY ADVISORS GROUP; GWM ADVISORS, LLC; GWM ADVISORS LLC; GWM ADVISORS; GULF POINT ADVISORS; GUIDING WEALTH FINANCIAL PARTNERS; GUARDIAN WEALTH MANAGEMENT GROUP; GUARDIAN FINANCIAL CONSULTANTS; GSH ASSET MANAGEMENT; GREEN OAK CONSULTING; GRATUS WEALTH ADVISORS; GOSS WEALTH MANAGEMENT LLC; GOSS WEALTH MANAGEMENT; GOSS ADVISORS; GOLD COAST BENEFITS GROUP, INC.; GENERATION WEALTH; GENERATE WEALTH; GEMINUS WEALTH PARTNERS; GEBHARDT FINANCIAL GROUP; GAINEY WEALTH MANAGEMENT; FULL SCOPE WEALTH; FRENCH FINANCIAL; FREEDOM WEALTH PLANNING LLC; FOX & ASSOCIATES LLC; FORTIS WEALTH ADVISORS; FOREFRONT WEALTH PLANNING & ASSET MANAGEMENT; FOCUS WEALTH; FLINT HILLS INVESTMENT SERVICES; FIRSTHARVEST WEALTH MANAGEMENT GROUP; FIRM FOUNDATION FAMILY WEALTH; FIORIO WEALTH ADVISORS; FINANCIAL PARTNERS, LLC; FINANCIAL NORTH PARTNERS; EVERPLAN WEALTH; ERC WEALTH MANAGEMENT; EQUANIMITY WEALTH MANAGEMENT; EMERITUS WEALTH GROUP; EFIDUCIARY ADVISOR; E&E WEALTH; DOWNTOWN WEALTH PARTNERS; DONNELLY INVESTMENT AND WEALTH ADVISORS, INC.; DOMINICK FINANCIAL GROUP; DEUPREE JAMES WEALTH MANAGEMENT; DEUPREE JAMES; DETILLIER FINANCIAL ADVISORS; DEEPRIVER WEALTH; DAVIS FINANCIAL GROUP; DARDEN FINANCIAL; CUBIT WEALTH MANAGEMENT; CROWLEY WEALTH MANAGEMENT; CRESCENT WEALTH PARTNERS; CRESCENT WEALTH MANAGEMENT; CPR WEALTH ADVISORS; CORNERSTONE WEALTH ADVISORS; COREWEALTH FINANCIAL ADVISORS; CONTINUITY WEALTH GROUP; CONNOLLY & ASSOCIATES; CONGRUENT WEALTH; COLUMBIA ADVISORY GROUP; COASTAL CAPITAL ADVISORS; CLINARD FINANCIAL DESIGN; CLINARD FINANCIAL; CLIFFORD GRP; CLEARTRUST WEALTH ADVISORS; CLEARTREK WEALTH PARTNERS; CLEARPATH WEALTH PARTNERS; CHOICE WEALTH; CHANDLER WEALTH STRATEGIES; CESTIA WEALTH MANAGEMENT; CASTLE WEALTH PARTNERS; CARRIAGE FINANCIAL GROUP; CAPITAL WEALTH MANAGEMENT GROUP; CANTRILL FINANCIAL GROUP; CANA WEALTH MANAGEMENT; BUENA VISTA FINANCIAL PLANNING; BROOKSIDE PRIVATE WEALTH; BRANDT WEALTH ADVISORS; BP FINANCIAL GROUP; BOUCHARD WEALTH ADVISORS; BO HARRIS WEALTH MANAGEMENT; BFS ADVISORY GROUP; BENCHWEALTH LLC; BEAUMONT WEALTH ADVISORS; BAY CAPITAL GROUP; BARUFFI PRIVATE WEALTH; BARTOLOMEO CAPITAL GROUP; BADLANDS WEALTH MANAGEMENT; AVID WEALTH PARTNERS; AURION WEALTH INC.; AUGUST FINANCIAL CONSULTING, LLC; ATLANTIC AVENUE ADVISORS; ASSETWISE FINANCIAL GROUP; ARCHHAVEN & CO. WEALTH PARTNERS; AMI INVESTMENT ADVISORY SERVICES, INC; AMERICAN TRUST WEALTH (AT WEALTH); ALLUVIAL WEALTH PARTNERS; ALDER CREEK WEALTH MANAGEMENT; AHRENS INVESTMENT PARTNERS; AFE PRIVATE WEALTH; ADAIR FINANCIAL GROUP, LLC; ACCELERATE WEALTH...
IA scope
ACTIVE
SEC IA file
801-79876
Branches
610
Disclosure events
YES
HQ
NEW ORLEANS, LA, 70130, United States

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