# WATERFRONT WEALTH INC.

> FINRA firm 173220 · ACTIVE · **⚠ HAS DISCLOSURE EVENTS** · OVERLAND PARK, KS

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 173220
- **Firm name:** WATERFRONT WEALTH INC.
- **Other names:** WATERFRONT ASSET MANAGEMENT, WATERFRONT WEALTH MANAGEMENT, WATERFRONT WEALTH INC., WATERFRONT WEALTH ADVISORS
- **Investment Adviser scope:** ACTIVE
- **SEC IA file number:** 801-110161
- **Branches:** 2
- **Has disclosure events:** YES
- **Headquarters:** OVERLAND PARK, KS, 66209, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/173220

## Citation

> FINRA BrokerCheck, firm 173220 (WATERFRONT WEALTH INC.). Retrieved via AI Analytics 2026-06-25 from https://api.ai-analytics.org/broker/173220.

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