# 7A FINANCIAL LLC

> FINRA firm 174949 · INACTIVE · **⚠ HAS DISCLOSURE EVENTS** · MIAMI, FL

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 174949
- **Firm name:** 7A FINANCIAL LLC
- **Other names:** 7A FINANCIAL LLC
- **Investment Adviser scope:** INACTIVE
- **Branches:** 0
- **Has disclosure events:** YES
- **Headquarters:** MIAMI, FL, 33131, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/174949

## Citation

> FINRA BrokerCheck, firm 174949 (7A FINANCIAL LLC). Retrieved via AI Analytics 2026-06-24 from https://api.ai-analytics.org/broker/174949.

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