# CALES INVESTMENTS, INC.

> FINRA firm 18830 · **⚠ HAS DISCLOSURE EVENTS**

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 18830
- **Firm name:** CALES INVESTMENTS, INC.
- **Other names:** CALES INVESTMENTS, INC., NORTH TEXAS ASSET MANAGEMENT, INC.
- **Investment Adviser scope:** —
- **SEC BD file number:** 8-36996
- **Branches:** 0
- **Has disclosure events:** YES

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/18830

## Citation

> FINRA BrokerCheck, firm 18830 (CALES INVESTMENTS, INC.). Retrieved via AI Analytics 2026-05-16 from https://api.ai-analytics.org/broker/18830.

---

*[FINRA firms dataset](/datasets/finra-firms) · CC0 1.0*