# HARBOUR INVESTMENTS, INC.

> FINRA firm 19258 · ACTIVE · **⚠ HAS DISCLOSURE EVENTS** · MADISON, WI

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 19258
- **Firm name:** HARBOUR INVESTMENTS, INC.
- **Other names:** 1ST RATE WEALTH MANAGEMENT - MIKE PEAT, E2 RETIREMENT CONSULTING - NATHAN TYLEY, E2 RETIREMENT CONSULTING - MARYANNE ZAWLOCKI, E2 RETIREMENT CONSULTING - JOSHUA TE STROETE, E2 RETIREMENT CONSULTING - ERIK GAUGER, E2 RETIREMENT CONSULTING - CALEB RADOMSKI, DWIGHT KIMBER, DUES WEALTH MANAGEMENT LLC - GAVIN DUES, DSB INVESTMENT CENTER, DREYER WEALTH MANAGEMENT - MICHAEL DREYER, DREYER WEALTH MANAGEMENT - JOSHUA HANSEN, DREYER WEALTH MANAGEMENT - DYLAN MILES, DREYER WEALTH MANAGEMENT - CYDNEY MAINS, DORN WEALTH MANAGEMENT - MEGAN DORN, DMB INVESTMENT CENTER, DIVERSIFIED FINANCIAL CONCEPTS, DIVERSIFIED FINANCIAL ADVISORS - CONNOR BAUSERMAN, DIVERSIFIED FINANCIAL ADVISORS - BLANE HEISLER, DIVERSIFIED FINANCIAL ADVISORS, DEREMER AGENCY - DANIEL DEREMER, DERBY FINANCIAL & ASSOCIATES - SANDY DERBY, DEPREZ FINANCIAL SERVICES, DENALI WEALTH MANAGEMENT, DELEGGE FINANCIAL SERVICES, INC., D. D. CARLSON FINANCIAL GROUP, INC., CZUKAS, MCCALL & ASSOCIATES - JOSEPH CZUKAS, CZUKAS, MCCALL & ASSOCIATES - JOHN CZUKAS, CZUKAS, MCCALL & ASSOCIATES - ANDREW SALEMME, CZUKAS, MCCALL & ASSOC., INC., CRUBEL FINANCIAL SERVICES - DOUG CRUBEL, CRISPIGNA FINANCIAL SERVICES - STEVE CRISPIGNA, CRISPIGNA FINANCIAL SERVICES - PHILLIP PETERSEN, CRISPIGNA FINANCIAL SERVICES - KACY ALLEN, CRISPIGNA FINANCIAL SERVICES - GERARD DEPREZ, CRISPIGNA FINANCIAL SERVICES - BRIAN CRISPIGNA, CREATIVE WEALTH PARTNERS, LLC - GEORGE ZECK, CORNERSTONE WEALTH MANAGEMENT - JOSHUA RYAN, CORNERSTONE FINANCIAL PLANNING - NOAH TRUMPY, CORNERSTONE FINANCIAL PLANNING - KEITH WICKLUND, COORDINATED FINANCIAL SERVICES, CONFER FINANCIAL SERVICES, CLEARSTEP FINANCIAL - CASSANDRA BRASHIER, CLEARSTEP FINANCIAL - ADAM HUB, CLEARSTEP FINANCIAL, CHARLES DAVID LANDIS, CBB INVESTMENT CENTER, CATANZARITE FINANCIAL SERVICES - JOE CATANZARITE, CATANZARITE FINANCIAL SERVICES - ANTHONY CATANZARITE, CASTLE FINANCIAL, LLC - TODD THOMPSON, CASTLE FINANCIAL, LLC - JESSE MELICHAR, CARRIE L. COLE, CAPSTONE FINANCIAL ADVISORS, CAPITOL SOLUTIONS, INC., CAPITAL WEALTH ADVISORS LTD, CAPITAL SEASONS WEALTH MANAGEMENT - STEPHANIE EHR, CAPITAL SEASONS WEALTH MANAGEMENT - JOSH FLANDERS, CAPITAL SEASONS WEALTH MANAGEMENT - BARBARA WITTE, CAPITAL INVESTMENT SERVICES, CAPITAL FINANCIAL SERVICES, CAPITAL FINANCIAL GROUP - DONALD GROSS, CAMELBACK WEALTH MANAGEMENT - MEGAN WELLS, CAMELBACK WEALTH MANAGEMENT - MARK HERDING, CAMELBACK WEALTH MANAGEMENT - JENNIFER GORALSKI, CADE FINANCIAL SERVICES - TRAVIS GASKELL, CADE FINANCIAL SERVICES - BEAU SCHROEDER, CADE FINANCIAL SERVICES - AARON CADE, BUTORAC, JOHNSON & ASSOCIATES - TYLER JOHNSON, BUTORAC, JOHNSON & ASSOCIATES - JOSEPH BUTORAC, BUSINESS & ESTATE ADVANTAGES, BUSBEE WEALTH STRATEGIES, LLC - JEFFREY BUSBEE, BURNS BROTHERS FINANCIAL GROUP, BRUNER FINANCIAL SERVICES, INC. - KEVIN BRUNER, BROOKHILL FINANCIAL, LLC, BRIDGEPORT INVESTMENTS, BRANDT WEALTH ADVISORS - PHILIP BRANDT, BRAD BARNETT, BOUTIQUE WEALTH MANAGEMENT - JOHN BODDEN, BOUTIQUE WEALTH MANAGEMENT - JENNIFER HIPKISS, BOUTIQUE WEALTH MANAGEMENT - COLLEEN WOLBERT, BODIN FINANCIAL SERVICES - THOMAS BODIN, BLOCK FINANCIAL LLC - PAUL BLOCK, BLOCK FINANCIAL LLC - MARK KROLL, BEVERLY HICKS & ASSOCIATES - BEVERLY HICKS, BEST INVESTING & TAX - BELINDA BEST, BENCHMARK FINANCIAL ADVISORS, LLC, BEN CAIN & ASSOCIATES, BEN C. KAUFMANN, BEACON WEALTH MANAGEMENT - RYAN SCHMID, BEACON WEALTH ADVISORS - RACHEL HOOK, BEACON WEALTH ADVISORS - JOSHUA PRATT, BEACON WEALTH ADVISORS - CHRIS MORGAN, BAYER FINANCIAL GROUP, LLC - MATT BAYER, AVILA WEALTH MANAGEMENT - KIMBERLY SCHREIBER, AVILA WEALTH MANAGEMENT - CASSANDRA BRASHIER, AVILA WEALTH MANAGEMENT - ADAM HUB, ASCENT FINANCIAL, ARNOLD AND COMPANY, ALONGI SANTAS FINANCIAL - MARTIN NIELSEN, ALONGI SANTAS FINANCIAL - JAKOB PATCH, ALONGI SANTAS FINANCIAL - HENRY CLEMENT, ALONGI SANTAS FINANCIAL - DAVID DISTEFANO, AHLERS & STOLL WEALTH MANAGEMENT - PAM AHLERS, AERIE PREFERRED FINANCIAL GROUP - LAURIE ELLIS-MCLEOD, 3 RIVERS INVESTMENT ADVISORS LLC - GREG VOLITICH...
- **Investment Adviser scope:** ACTIVE
- **SEC IA file number:** 801-29185
- **SEC BD file number:** 8-37373
- **Branches:** 175
- **Has disclosure events:** YES
- **Headquarters:** MADISON, WI, 53719, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/19258

## Citation

> FINRA BrokerCheck, firm 19258 (HARBOUR INVESTMENTS, INC.). Retrieved via AI Analytics 2026-06-24 from https://api.ai-analytics.org/broker/19258.

---

*[FINRA firms dataset](/datasets/finra-firms) · CC0 1.0*