# ROBERTS & RYAN, INC.

> FINRA firm 19456 · INACTIVE · **⚠ HAS DISCLOSURE EVENTS** · NEW YORK, NY

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 19456
- **Firm name:** ROBERTS & RYAN, INC.
- **Other names:** ROBERTS & RYAN INVESTMENTS INC., ROBERTS SECURITIES, INC., ROBERTS & RYAN, INC.
- **Investment Adviser scope:** INACTIVE
- **SEC IA file number:** 801-113965
- **SEC BD file number:** 8-37469
- **Branches:** 6
- **Has disclosure events:** YES
- **Headquarters:** NEW YORK, NY, 10006, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/19456

## Citation

> FINRA BrokerCheck, firm 19456 (ROBERTS & RYAN, INC.). Retrieved via AI Analytics 2026-06-26 from https://api.ai-analytics.org/broker/19456.

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