SS&C MARKET SERVICES, LLC ⚠ Disclosure events
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the canonical BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.
Key facts
- FINRA firm ID
- 23568
- Firm name
- SS&C MARKET SERVICES, LLC
- Other names / DBAs
- AE SERVICES, INC.; WALL STREET PREFERRED MONEY MANAGERS, INC.; WALL STREET ADVISORS, LLC; WALL STREET ADVISORS, INC.; WALL STREET ADVISOR SERVICES, LLC; SS&C MARKET SERVICES, LLC; DST MARKET SERVICES, LLC
- IA scope
- —
- SEC BD file
- 8-40530
- Branches
- 6
- Disclosure events
- YES
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