# LEVEL FOUR FINANCIAL, LLC

> FINRA firm 25700 · INACTIVE · **⚠ HAS DISCLOSURE EVENTS** · MOBILE, AL

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 25700
- **Firm name:** LEVEL FOUR FINANCIAL, LLC
- **Other names:** BURTON, BUSBY & CO., INC., MID-ATLANTIC SECURITIES, A LEVEL FOUR FINANCIAL & LEVEL FOUR ADV, LEVEL FOUR FINANCIAL, LLC, LEVEL FOUR FINANCIAL, J.ROE BURTON & CO. INC., J. ROE BURTON & CO. INC., HARBOR FINANCIAL SERVICES, LLC, HARBOR FINANCIAL SERVICES, HARBOR FINANCIAL
- **Investment Adviser scope:** INACTIVE
- **SEC IA file number:** 801-65811
- **SEC BD file number:** 8-41965
- **Branches:** 77
- **Has disclosure events:** YES
- **Headquarters:** MOBILE, AL, 36602, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/25700

## Citation

> FINRA BrokerCheck, firm 25700 (LEVEL FOUR FINANCIAL, LLC). Retrieved via AI Analytics 2026-05-16 from https://api.ai-analytics.org/broker/25700.

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