L.M. KOHN & COMPANY ⚠ Disclosure events INACTIVE IA
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the canonical BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.
Key facts
- FINRA firm ID
- 27913
- Firm name
- L.M. KOHN & COMPANY
- Other names / DBAs
- A. TURNER FINANCIAL; VISION FINANCIAL PARTNERS; TRUE HARBOUR WEALTH MANAGEMENT; THE TATLAN GROUP; TANKE FINANCIAL GROUP; ROBERT BRYAN FITZPATRICK PC; PRIVATE WEALTH & RETIREMENT SERVICES, LLC; PREFERRED PENSION SOLUTIONS; PLANNING WORKS, LLC; PILOT WEALTH MANAGEMENT; PARADIGM BENEFITS, LLC; NORRIS & COMPANY WEALTH MANAGEMENT, LLC; MILLENNIUM FINANCIAL; MAYHEW WEALTH MANAGEMENT; M3 WEALTH MANAGEMENT/KING FINANCIAL INC./PINZONE FINANCIAL SERVICES/HEALY FINANCIAL SERVICES; LOVE & ASSOCIATES; LOOMIS WEALTH MANAGEMENT, LLC.; LIGHTHOUSE AGENCY INC.; L.M. KOHN NORTH; L.M. KOHN & COMPANY; KOHN WEALTH MANAGEMENT ADVISORS, LLC.; KOHN FINANCIAL CORPORATION; JMK WEALTH ADVISORS; JLA CAPITAL; GROUP PLANS INSURANCE AGENCY INC - A DIVISION OF SHEAKLEY; GREEN & HALLIBURTON, INC.; GELMAN PENSION CONSULTING/CORNERSTONE PENSION CONSULTING; FINANCIAL DESIGNS, LLC; CYR FINANCIAL SERVICES / SHAREFAX FINANCIAL SERVICES; CONWAY FINANCIAL GROUP; CITIZENS FINANCIAL SERVICES; CGI WEALTH MANAGEMENT; CARPENTER WEALTH MANAGEMENT; BUTLER BENEFIT BROKERS INC.; BAKER & COMPANY; ART ROSSER FINANCIAL SERVICES GROUP; ALDYN CAPITAL, LLC
- IA scope
- INACTIVE
- SEC IA file
- 801-38116
- SEC BD file
- 8-43303
- Branches
- 0
- Disclosure events
- YES
- HQ
- CINCINNATI, OH, 45242, United States
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