# CHAPIN, DAVIS

> FINRA firm 28116 · ACTIVE · **⚠ HAS DISCLOSURE EVENTS** · BALTIMORE, MD

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 28116
- **Firm name:** CHAPIN, DAVIS
- **Other names:** CHAPIN DAVIS ASSET MANAGEMENT, PATAPSCO SECURITIES INC. D/B/A CHAPIN, DAVIS, PATAPSCO SECURITIES INC., OAKTREE PORTFOLIO MANAGEMENT, CHAPIN, DAVIS, CHAPIN DAVIS, INC., CHAPIN DAVIS, INC
- **Investment Adviser scope:** ACTIVE
- **SEC IA file number:** 801-70987
- **SEC BD file number:** 8-43485
- **Branches:** 18
- **Has disclosure events:** YES
- **Headquarters:** BALTIMORE, MD, 21209, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/28116

## Citation

> FINRA BrokerCheck, firm 28116 (CHAPIN, DAVIS). Retrieved via AI Analytics 2026-05-16 from https://api.ai-analytics.org/broker/28116.

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