STEWARD PARTNERS INVESTMENT ADVISORY, LLC — FINRA BrokerCheck

STEWARD PARTNERS INVESTMENT ADVISORY, LLC ⚠ Disclosure events ACTIVE IA

FINRA firm 283004 · STAMFORD, CT · view on BrokerCheck ↗

⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the canonical BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.

Key facts

FINRA firm ID

283004

Firm name

STEWARD PARTNERS INVESTMENT ADVISORY, LLC

Other names / DBAs

ALBANY WEALTH GROUP; PHILLEO PRIVATE WEALTH MANAGEMENT; PERSPECTIVE WEALTH OF STEWARD PARTNERS; PARK CITIES GROUP AT STEWARD PARTNERS; PARK CITIES GROUP; OSWEGO CREST FINANCIAL GROUP, LLC AT STEWARD PARTNERS; ODYSSEY WEALTH MANAGEMENT OF STEWARD PARTNERS; O'HARE WEALTH MANAGEMENT AFFILIATED WITH STEWARD PARTNERS; NOVICK & CO. FINANCIAL GROUP AT STEWARD PARTNERS; NOVA RETIREMENT STRATEGIES AT STEWARD PARTNERS; NOTTINGHAM WEALTH MANAGEMENT GROUP AT STEWARD PARTNERS; NEUMAN WEALTH SOLUTIONS AT STEWARD PARTNERS; MORRIS CAPITAL MANAGEMENT GROUP OF STEWARD PARTNERS; MORRIS CAPITAL MANAGEMENT GROUP; MORGAN WEALTH MANAGEMENT AT STEWARD PARTNERS; MOORE'S WEALTH MANAGEMENT; MONADNOCK CAPITAL GROUP AT STEWARD PARTNERS; MONADNOCK CAPITAL GROUP; MONACO CAPITAL MANAGEMENT; MCSHANE WEALTH MANAGEMENT AT STEWARD PARTNERS; MCCORMICK WEALTH MANAGEMENT OF STEWARD PARTNERS; MCCORMICK WEALTH MANAGEMENT; MATHIESON ASSET MANAGEMENT AT STEWARD PARTNERS; MARATHON WEALTH MANAGERS AT STEWARD PARTNERS; MAINSTAY WEALTH MANAGEMENT AT STEWARD PARTNERS; LYNN-WHITMORE WEALTH MANAGEMENT AT STEWARD PARTNERS; LUM WEALTH MANAGEMENT GROUP; LONGBRIDGE WEALTH ADVISORS; LOCKWOOD WEALTH MANAGEMENT OF STEWARD PARTNERS; LIGHTHOUSE WEALTH GROUP AFFILIATED WITH STEWARD PARTNERS; LEGACY WEALTH PARTNERS OF STEWARD PARTNERS; LEGACY WEALTH PARTNERS; LATIMER WEALTH MANAGEMENT AT STEWARD PARTNERS; LANCASTER WEALTH MANAGEMENT; KUPERMAN WEALTH MANAGEMENT AT STEWARD PARTNERS; KORTZE BROTHERS WEALTH MANAGEMENT GROUP OF STEWARD PARTNERS; KILLINGSWORTH PRIVATE WEALTH AT STEWARD PARTNERS; KEY SAGE WEALTH OF STEWARD PARTNERS; JOHNSON WEALTH MANAGEMENT; JAZZ WEALTH AT STEWARD PARTNERS; INSIGHT WEALTH MANAGEMENT AT STEWARD PARTNERS; IBRAHIM WEALTH ADVISORY AFFILIATED WITH STEWARD PARTNERS; IANNACCONE WEALTH MANAGEMENT AT STEWARD PARTNERS; IANNACCONE WEALTH MANAGEMENT; IALEGGIO & WOLCHESKY; I STREET CAPITAL AT STEWARD PARTNERS; HOOVER PRIVATE WEALTH GROUP OF STEWARD PARTNERS; HOOVER PRIVATE WEALTH GROUP; HOFFMAN PRIVATE WEALTH GROUP AT STEWARD PARTNERS; HOFFMAN PRIVATE WEALTH GROUP; HIGHWATER WEALTH GROUP OF STEWARD PARTNERS; HIBBARD WEALTH MANAGEMENT GROUP; HARRIS AND HARRINGTON FINANCIAL STRATEGIES GROUP; HARMONY PRIVATE WEALTH AT STEWARD PARTNERS; HAASE FAMILY ADVISORS AT STEWARD PARTNERS; HAASE FAMILY ADVISORS; H.L. WIGINTON, LLC CAPITAL MANAGEMENT AFFILIATED WITH STEWARD PARTNERS; GUARDIAN ASSET MANAGEMENT GROUP AT STEWARD PARTNERS; GUARDIAN ASSET MANAGEMENT GROUP; GRANVIDA WEALTH AT STEWARD PARTNERS; GOODNYLUND WEALTH MANAGEMENT OF STEWARD PARTNERS; GODFREY & SPRADLIN PRIVATE WEALTH ADVISORY OF STEWARD PARTNERS; GERGEN WEALTH MANAGEMENT AT STEWARD PARTNERS; G2G WEALTH MANAGEMENT AT STEWARD PARTNERS; FS CORE; FRIEDMAN WONG KAFETZ GROUP; FREEDOM STREET AT STEWARD PARTNERS; ENSIGN WEALTH PARTNERS AFFILIATED WITH STEWARD PARTNERS; ELAN WEALTH MANAGEMENT; DESERT SKY ADVISORS; DEAN ROSINI & JEFFREY LAZRAUS AT STEWARD PARTNERS; DAVIS EXECUTIVE WEALTH MANAGEMENT GROUP; DAVIS EXECUTIVE WEALTH MANAGEMENT AT STEWARD PARTNERS; COYLE FINANCIAL GROUP OF STEWARD PARTNERS; COYLE FINANCIAL GROUP; COVENANT WEALTH ADVISORS AT STEWARD PARTNERS; CORNERSTONE LEGACY WEALTH ADVISORS AT STEWARD PARTNERS; CONTINUUM PRIVATE WEALTH AT STEWARD PARTNERS; CONTINUUM PRIVATE WEALTH; CONSILIUM WEALTH MANAGEMENT; COASTAL 360 CAPITAL ADVISORS AT STEWARD PARTNERS; CLOVE HITCH ADVISORS OF STEWARD PARTNERS; CLARITY PRIVATE WEALTH SOLUTIONS AT STEWARD PARTNERS; CHURCH STREET WEALTH ADVISORS OF STEWARD PARTNERS; CENTERA PRIVATE WEALTH; CARRIGG WEALTH MANAGEMENT GROUP; CARRIGG WEALTH ADVISORS OF STEWARD PARTNERS; CARRIGG WEALTH ADVISORS; BULLIS WEALTH STRATEGIES; BRIDGE STREET PRIVATE WEALTH MANAGEMENT OF STEWARD PARTNERS; BLUE WATER WEALTH MANAGEMENT AT STEWARD PARTNERS; BLUE WATER WEALTH MANAGEMENT; BLACK SWAN ASSET MANAGEMENT AT STEWARD PARTNERS; BARR WEALTH MANAGEMENT OF STEWARD PARTNERS; BARBERIS WEALTH MANAGEMENT OF STEWARD PARTNERS; AMY SACHS WEALTH MANAGEMENT GROUP AT STEWARD PARTNERS...

IA scope

ACTIVE

SEC IA file

801-107426

Branches

704

Disclosure events

YES

STAMFORD, CT, 06901-3512, United States

STEWARD PARTNERS INVESTMENT ADVISORY, LLC ⚠ Disclosure events ACTIVE IA

Key facts

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