ERNEST SALGAN ⚠ Disclosure events ACTIVE IA

FINRA firm 283695 · SUNNY ISLES BEACH, FL · view on BrokerCheck ↗

⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the canonical BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.

Key facts

FINRA firm ID: 283695
Firm name: ERNEST SALGAN
Other names / DBAs: ERNEST SALGAN; VIA INVESTMENT ADVISORS, LLC
IA scope: ACTIVE
Branches: 1
Disclosure events: YES
HQ: SUNNY ISLES BEACH, FL, United States

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