# OLD PEAK LIMITED

> FINRA firm 284472 · ACTIVE · **⚠ HAS DISCLOSURE EVENTS** · WANCHAI, null

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 284472
- **Firm name:** OLD PEAK LIMITED
- **Other names:** OLD PEAK LIMITED
- **Investment Adviser scope:** ACTIVE
- **SEC IA file number:** 801-110975
- **Branches:** 0
- **Has disclosure events:** YES
- **Headquarters:** WANCHAI, 00000, Hong Kong

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/284472

## Citation

> FINRA BrokerCheck, firm 284472 (OLD PEAK LIMITED). Retrieved via AI Analytics 2026-05-22 from https://api.ai-analytics.org/broker/284472.

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