XYPN INVEST ⚠ Disclosure events ACTIVE IA
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the canonical BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.
Key facts
- FINRA firm ID
- 285967
- Firm name
- XYPN INVEST
- Other names / DBAs
- ADELPHI LLC; XYPN SAPPHIRE; XYPN INVEST; XYIS; XY INVESTMENT SOLUTIONS, LLC; WINDJAMMER WEALTH; WEALTHPEACE; WEALTH MANAGEMENT OF ALABAMA; WBI ADVISORY; VONERA, LLC; VONERA WEALTH; VITA WEALTH MANAGEMENT; VERBATIM FINANCIAL; TURNING POINT FINANCIAL LIFE PLANNING; TROPHY POINT FINANCIAL PLANNING; TENERE WEALTH ADVISORS; TEN RING WEALTH ADVISORS; STRINGER ASSET MANAGEMENT, LLC; SETZER FINANCIAL; SCHOLAR FINANCIAL; RUDDER FINANCIAL; REFRESH WEALTH; QUIET WEALTH; PURPOSEFUL MONEY; ONYX FINANCIAL; NEWLEAF FINANCIAL GUIDANCE; NEPONSET RIVER WEALTH STRATEGIES; MOMENTOUS WEALTH ADVISORS; MERION PERSONAL FINANCE; LIGHTHOUSE PLANNING; J.B. WEALTH STRATEGIES; INTREPID FINANCIAL SERVICES; HUNDRED FINANCIAL PLANNING; HOEVEN WEALTH; HARVARD WEALTH MANAGEMENT; FORWARD WEALTH MANAGEMENT; FLINT FINANCIAL PLANNING; EVIDENTIA WEALTH ADVISORS; ELATION WEALTH, LLC; DISCOVERY WEALTH MANAGEMENT; DELTA LAKE WEALTH MANAGEMENT LLC; CONLEY CAPITAL MANAGEMENT; CLEAR SKIES PLANNING & WEALTH STRATEGIES, INC; CLEAR SKIES PLANNING; CHARLES MICHAEL FINANCIAL; CAROLINA WEALTH PLANNERS; BIRDIE RETIREMENT PLANNING; BEST INVESTMENT GROUP LLC; BEECHMONT FINANCIAL; ARDENT GUARDIAN WEALTH ADVISORY; APPROACH FINANCIAL PLANNING; APPROACH FINANCIAL; ADELPHI WEALTH ADVISORY
- IA scope
- ACTIVE
- SEC IA file
- 801-118916
- Branches
- 55
- Disclosure events
- YES
- HQ
- BOZEMAN, MT, 59715, United States
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