NATIXIS SECURITIES NORTH AMERICA INC. ⚠ Disclosure events
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the canonical BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.
Key facts
- FINRA firm ID
- 28722
- Firm name
- NATIXIS SECURITIES NORTH AMERICA INC.
- Other names / DBAs
- CAISSE DES DEPOTS SECURITIES INC.; NATIXIS SECURITIES NORTH AMERICA INC.; IXIS SECURITIES NORTH AMERICA INC.; CDC SECURITIES INC.; CDC SECURITIES
- IA scope
- —
- SEC BD file
- 8-43912
- Branches
- 0
- Disclosure events
- YES
Run KYC screen
Check NATIXIS SECURITIES NORTH AMERICA INC. across OFAC + UFLPA + CSL + SAM + OIG + DOJ + CFTC + CFPB + courts + Fed + NHTSA + CISA + FINRA ↗