UFG CAPITAL ⚠ Disclosure events INACTIVE IA
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the canonical BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.
Key facts
- FINRA firm ID
- 287566
- Firm name
- UFG CAPITAL
- Other names / DBAs
- AIFM CAYROS CAPITAL INVESTMENT MANAGEMENT LTD; UFG WM INVESTMENT MANAGEMENT LTD; UFG WEALTH MANAGEMENT; UFG CAPITAL INVESTMENT MANAGEMENT LTD; UFG CAPITAL; FUND MANAGEMENT
- IA scope
- INACTIVE
- SEC IA file
- 802-109997
- Branches
- 0
- Disclosure events
- YES
- HQ
- NICOSIA, 2012, Cyprus
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