# FSAM LLC

> FINRA firm 287851 · ACTIVE · **⚠ HAS DISCLOSURE EVENTS** · ALPHARETTA, GA

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 287851
- **Firm name:** FSAM LLC
- **Other names:** FIRST SOUTHERN ASSET MANAGEMENT LLC, FSAM LLC, FIRST SOUTHERN ASSET MANAGEMENT, LLC
- **Investment Adviser scope:** ACTIVE
- **SEC IA file number:** 801-122054
- **Branches:** 13
- **Has disclosure events:** YES
- **Headquarters:** ALPHARETTA, GA, 30005, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/287851

## Citation

> FINRA BrokerCheck, firm 287851 (FSAM LLC). Retrieved via AI Analytics 2026-05-18 from https://api.ai-analytics.org/broker/287851.

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