# NEUBERGER BERMAN BD LLC

> FINRA firm 2908 · ACTIVE · **⚠ HAS DISCLOSURE EVENTS** · NEW YORK, NY

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 2908
- **Firm name:** NEUBERGER BERMAN BD LLC
- **Other names:** NEUBERGER & BERMAN, NEUBERGER BERMAN, LLC, NEUBERGER BERMAN LLC, NEUBERGER BERMAN BD LLC, NEUBERGER & BERMAN, LLC
- **Investment Adviser scope:** ACTIVE
- **SEC IA file number:** 801-3908
- **SEC BD file number:** 8-1068
- **Branches:** 781
- **Has disclosure events:** YES
- **Headquarters:** NEW YORK, NY, 10104, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/2908

## Citation

> FINRA BrokerCheck, firm 2908 (NEUBERGER BERMAN BD LLC). Retrieved via AI Analytics 2026-05-18 from https://api.ai-analytics.org/broker/2908.

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