# 3(38) INVESTMENT FIDUCIARIES

> FINRA firm 298053 · ACTIVE · SIMI VALLEY, CA

## Key facts

- **FINRA firm ID:** 298053
- **Firm name:** 3(38) INVESTMENT FIDUCIARIES
- **Other names:** 3(38) INVESTMENT FIDUCIARIES, 3(38) INVESTMENT FIDUCIARIES INC.
- **Investment Adviser scope:** ACTIVE
- **SEC IA file number:** 801-114078
- **Branches:** 2
- **Has disclosure events:** No
- **Headquarters:** SIMI VALLEY, CA, 93063, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/298053

## Citation

> FINRA BrokerCheck, firm 298053 (3(38) INVESTMENT FIDUCIARIES). Retrieved via AI Analytics 2026-06-25 from https://api.ai-analytics.org/broker/298053.

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*[FINRA firms dataset](/datasets/finra-firms) · CC0 1.0*