CONVERGENCE FINANCIAL ⚠ Disclosure events ACTIVE IA
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the canonical BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.
Key facts
- FINRA firm ID
- 304146
- Firm name
- CONVERGENCE FINANCIAL
- Other names / DBAs
- 360 INTEGRATED FINANCIAL; WESCOAT WEALTH MANAGEMENT; TELOS STRATEGIC WEALTH; RAMOS GROUP; LEGACY GROUP FINANCIAL ADVISORS; FOUR RIVERS FINANCIAL; CONVERGENCE WEALTH; CONVERGENCE FINANCIAL, LLC; CONVERGENCE FINANCIAL & TAX; CONVERGENCE FINANCIAL; COMMERCIAL TRUST FINANCIAL SERVICES
- IA scope
- ACTIVE
- SEC IA file
- 801-116738
- Branches
- 25
- Disclosure events
- YES
- HQ
- COLUMBIA, MO, 65203, United States
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