# WM SMITH & CO.

> FINRA firm 30777

## Key facts

- **FINRA firm ID:** 30777
- **Firm name:** WM SMITH & CO.
- **Other names:** WM SMITH & CO., WM SMITH SECURITIES INCORPORATED
- **Investment Adviser scope:** —
- **SEC BD file number:** 8-45163
- **Branches:** 0
- **Has disclosure events:** No

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/30777

## Citation

> FINRA BrokerCheck, firm 30777 (WM SMITH & CO.). Retrieved via AI Analytics 2026-07-14 from https://api.ai-analytics.org/broker/30777.

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