# COLUMBIA CENT CLO ADVISERS, LLC

> FINRA firm 310864 · ACTIVE · **⚠ HAS DISCLOSURE EVENTS** · BOSTON, MA

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 310864
- **Firm name:** COLUMBIA CENT CLO ADVISERS, LLC
- **Other names:** COLUMBIA CENT CLO ADVISERS, LLC, COLUMBIA THREADNEEDLE INVESTMENTS, COLUMBIA THREADNEEDLE, COLUMBIA MANAGEMENT INVESTMENTS
- **Investment Adviser scope:** ACTIVE
- **SEC IA file number:** 801-119647
- **Branches:** 1
- **Has disclosure events:** YES
- **Headquarters:** BOSTON, MA, 02210, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/310864

## Citation

> FINRA BrokerCheck, firm 310864 (COLUMBIA CENT CLO ADVISERS, LLC). Retrieved via AI Analytics 2026-05-17 from https://api.ai-analytics.org/broker/310864.

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