NEWTON INVESTMENT MANAGEMENT NORTH AMERICA ⚠ Disclosure events ACTIVE IA
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the canonical BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.
Key facts
- FINRA firm ID
- 312937
- Firm name
- NEWTON INVESTMENT MANAGEMENT NORTH AMERICA
- Other names / DBAs
- BNY INVESTMENTS NEWTON; NEWTON INVESTMENT MANAGEMENT NORTH AMERICA LLC; NEWTON INVESTMENT MANAGEMENT NORTH AMERICA; HARBORWALK ALTERNATIVES II GP, LLC; HARBORWALK ALTERNATIVES I GP, LLC
- IA scope
- ACTIVE
- SEC IA file
- 801-120501
- Branches
- 1
- Disclosure events
- YES
- HQ
- BOSTON, MA, 02108-4408, United States
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