# BMO DIRECT INVEST INC.

> FINRA firm 317064 · INACTIVE · **⚠ HAS DISCLOSURE EVENTS** · CHICAGO, IL

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 317064
- **Firm name:** BMO DIRECT INVEST INC.
- **Other names:** BMO DIRECT INVEST INC., BMO SMART PORTFOLIO
- **Investment Adviser scope:** INACTIVE
- **SEC IA file number:** 801-123005
- **Branches:** 0
- **Has disclosure events:** YES
- **Headquarters:** CHICAGO, IL, 60606, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/317064

## Citation

> FINRA BrokerCheck, firm 317064 (BMO DIRECT INVEST INC.). Retrieved via AI Analytics 2026-05-16 from https://api.ai-analytics.org/broker/317064.

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