# QUADRIVIO CAPITAL AMERICA INC.

> FINRA firm 317491 · ACTIVE · **⚠ HAS DISCLOSURE EVENTS** · NEW YORK, NY

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 317491
- **Firm name:** QUADRIVIO CAPITAL AMERICA INC.
- **Other names:** QUADRIVIO CAPITAL AMERICA INC.
- **Investment Adviser scope:** ACTIVE
- **SEC IA file number:** 802-123425
- **Branches:** 1
- **Has disclosure events:** YES
- **Headquarters:** NEW YORK, NY, 10174, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/317491

## Citation

> FINRA BrokerCheck, firm 317491 (QUADRIVIO CAPITAL AMERICA INC.). Retrieved via AI Analytics 2026-06-26 from https://api.ai-analytics.org/broker/317491.

---

*[FINRA firms dataset](/datasets/finra-firms) · CC0 1.0*