# NEOS INVESTMENTS

> FINRA firm 321256 · ACTIVE · WESTPORT, CT

## Key facts

- **FINRA firm ID:** 321256
- **Firm name:** NEOS INVESTMENTS
- **Other names:** NEOS FUNDS, NEOS INVESTMENTS LLC, NEOS INVESTMENTS, NEOS INVESTMENT MANAGEMENT, LLC
- **Investment Adviser scope:** ACTIVE
- **SEC IA file number:** 801-126101
- **Branches:** 1
- **Has disclosure events:** No
- **Headquarters:** WESTPORT, CT, 06880, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/321256

## Citation

> FINRA BrokerCheck, firm 321256 (NEOS INVESTMENTS). Retrieved via AI Analytics 2026-05-20 from https://api.ai-analytics.org/broker/321256.

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