# SWAG WM

> FINRA firm 323563 · INACTIVE · **⚠ HAS DISCLOSURE EVENTS** · DARIEN, GA

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 323563
- **Firm name:** SWAG WM
- **Other names:** SLEDGE WEALTH & ASSET-MANAGEMENT GROUP, INC., SWAG WM
- **Investment Adviser scope:** INACTIVE
- **Branches:** 0
- **Has disclosure events:** YES
- **Headquarters:** DARIEN, GA, 31305, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/323563

## Citation

> FINRA BrokerCheck, firm 323563 (SWAG WM). Retrieved via AI Analytics 2026-06-25 from https://api.ai-analytics.org/broker/323563.

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