# UP FINANCIAL USA INC.

> FINRA firm 326602 · ACTIVE · CALGARY, ALBERTA, null

## Key facts

- **FINRA firm ID:** 326602
- **Firm name:** UP FINANCIAL USA INC.
- **Other names:** UP FINANCIAL, UP FINANCIAL USA INC., UP FINANCIAL INC.
- **Investment Adviser scope:** ACTIVE
- **SEC IA file number:** 801-128140
- **Branches:** 0
- **Has disclosure events:** No
- **Headquarters:** CALGARY, ALBERTA, T2R-0C5, Canada

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/326602

## Citation

> FINRA BrokerCheck, firm 326602 (UP FINANCIAL USA INC.). Retrieved via AI Analytics 2026-05-19 from https://api.ai-analytics.org/broker/326602.

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*[FINRA firms dataset](/datasets/finra-firms) · CC0 1.0*