# KEMPENICH, STEVEN

> FINRA firm 328647 · ACTIVE · NORWALK, CT

## Key facts

- **FINRA firm ID:** 328647
- **Firm name:** KEMPENICH, STEVEN
- **Other names:** KEMPENICH, STEVEN
- **Investment Adviser scope:** ACTIVE
- **SEC IA file number:** 802-132615
- **Branches:** 1
- **Has disclosure events:** No
- **Headquarters:** NORWALK, CT, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/328647

## Citation

> FINRA BrokerCheck, firm 328647 (KEMPENICH, STEVEN). Retrieved via AI Analytics 2026-07-01 from https://api.ai-analytics.org/broker/328647.

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*[FINRA firms dataset](/datasets/finra-firms) · CC0 1.0*