# KATE CAPITAL LLC

> FINRA firm 329897 · ACTIVE · WESTPORT, CT

## Key facts

- **FINRA firm ID:** 329897
- **Firm name:** KATE CAPITAL LLC
- **Other names:** KATE CAPITAL LLC
- **Investment Adviser scope:** ACTIVE
- **SEC IA file number:** 801-131461
- **Branches:** 1
- **Has disclosure events:** No
- **Headquarters:** WESTPORT, CT, 06880, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/329897

## Citation

> FINRA BrokerCheck, firm 329897 (KATE CAPITAL LLC). Retrieved via AI Analytics 2026-06-30 from https://api.ai-analytics.org/broker/329897.

---

*[FINRA firms dataset](/datasets/finra-firms) · CC0 1.0*