# USA 401K

> FINRA firm 331130 · ACTIVE · **⚠ HAS DISCLOSURE EVENTS** · SPRINGFIELD, MA

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 331130
- **Firm name:** USA 401K
- **Other names:** USA 401K, USA 401K, LLC
- **Investment Adviser scope:** ACTIVE
- **Branches:** 1
- **Has disclosure events:** YES
- **Headquarters:** SPRINGFIELD, MA, 01103, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/331130

## Citation

> FINRA BrokerCheck, firm 331130 (USA 401K). Retrieved via AI Analytics 2026-05-18 from https://api.ai-analytics.org/broker/331130.

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