MARSHALL WACE MIDDLE EAST ⚠ Disclosure events ACTIVE IA
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the canonical BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.
Key facts
- FINRA firm ID
- 334846
- Firm name
- MARSHALL WACE MIDDLE EAST
- Other names / DBAs
- MARSHALL WACE MIDDLE EAST; MARSHALL WACE MIDDLE EAST LTD
- IA scope
- ACTIVE
- SEC IA file
- 802-132066
- Branches
- 0
- Disclosure events
- YES
- HQ
- ABU DHABI, United Arab Emirates
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