# SPENCER, SWAIN & CO., INC.

> FINRA firm 3474

## Key facts

- **FINRA firm ID:** 3474
- **Firm name:** SPENCER, SWAIN & CO., INC.
- **Other names:** SPENCER, SWAIN & CO., INC.
- **Investment Adviser scope:** —
- **SEC BD file number:** 8-1394
- **Branches:** 0
- **Has disclosure events:** No

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/3474

## Citation

> FINRA BrokerCheck, firm 3474 (SPENCER, SWAIN & CO., INC.). Retrieved via AI Analytics 2026-07-09 from https://api.ai-analytics.org/broker/3474.

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