# WOOD (ARTHUR W.) COMPANY, INC.

> FINRA firm 3798 · **⚠ HAS DISCLOSURE EVENTS**

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 3798
- **Firm name:** WOOD (ARTHUR W.) COMPANY, INC.
- **Other names:** ARTHUR W. WOOD COMPANY, WOOD (ARTHUR W.) COMPANY, INC., THE NEW ENGLAND COMPANY, ARTHUR WOOD INVESTMENT ADVISORS, ARTHUR W. WOOD COMPANY, INC.
- **Investment Adviser scope:** —
- **SEC BD file number:** 8-3368
- **Branches:** 0
- **Has disclosure events:** YES

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/3798

## Citation

> FINRA BrokerCheck, firm 3798 (WOOD (ARTHUR W.) COMPANY, INC.). Retrieved via AI Analytics 2026-06-25 from https://api.ai-analytics.org/broker/3798.

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